Search Result

741 - 760 of 1540 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS