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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

IFPRU 10.4 Capital conservation measures

As Published: 2014

IFPRU 10.4 Capital conservation measures

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources