Search Result

181 - 200 of 1542 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision