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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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LR 9.2 Requirements with continuing application

COLL 6.12 Risk management policy and risk measurement

FEES 9.2 PSR fees

EG 9.1 Introduction

PERG 5.12 Link between activities and the United Kingdom

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 18.2 Insurance business transfers

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 16.12 Integrated Regulatory Reporting

COLL 12.3 EEA UCITS management companies

SYSC 5.2 Certification regime

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

LR 8.6 Criteria for approval as a sponsor

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 4.11 Approach to interviews and interview procedures

SUP 16.3 General provisions on reporting

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

LR 8.7 Supervision of sponsors