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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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