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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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COND 1.3 General

As Published: 2013

COND 1.3 General

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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