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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions