Search Result

721 - 740 of 764 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

LR App 2.1

As Published: 2005

LR App 2.1

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

IPRU-INV 14 App 1 Interpretation

As Published: 2015

IPRU-INV 14 App 1 Interpretation

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations