Related provisions for BIPRU 12.1.1A

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

Subject to rule 14.1.2, consolidated supervision and this chapter apply to a firm which is a member of a group if: (1) It is: (a) a securities and futures firm, subject to the financial rules in Chapter 3, which is a broad scope firm but not a venture capital firm; and (b) [deleted](c) [deleted](2) It is neither a BIPRUfirm nor an IFPRUinvestment firm. (3) [Deleted](4) [Deleted](5) [Deleted]
IPRU-INV 1.2.2RRP
(1) IPRU-INV applies to: (a) a members' adviser; (b) an investment management firm; (c) a personal investment firm; (d) an authorised professional firm; (e) a securities and futures firm; (f) a service company; (g) the Society of Lloyd's (in relation to underwriting agents); (h) [deleted] (i) a credit union which is a CTF provider; and (j) an exempt