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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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COLL 6.3 Valuation and pricing

SUP 10A.14 Changes to an FCA-approved person's details

SUP 10A.7 FCA required functions

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

GEN 4.3 Letter disclosure

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

PERG 5.1 Application and purpose

SUP 17.1 Application

SUP 3.4 Auditors' qualifications

EG 16.2 Disapplication orders

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation