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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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Similar To

TC App 4.1 Appropriate Qualification tables

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

COLL 4.3 Approvals and notifications

EG 5.7 The relevance of settled cases to subsequent action

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REC 3.5 Disciplinary action and events relating to key individuals

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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation