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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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