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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

As Published: 2015

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars