Search Result

1541 - 1560 of 1700 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements

EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

CONC 6.5 Assignment of rights

As Published: 2014

CONC 6.5 Assignment of rights

IFPRU 10.4 Capital conservation measures

As Published: 2014

IFPRU 10.4 Capital conservation measures

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2017 to 31 March 2018

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2017 to 31 March 2018

IFPRU 2.4 Reporting of breaches

As Published: 2015

IFPRU 2.4 Reporting of breaches

CONC 7.8 Jurisdictional requirements

As Published: 2014

CONC 7.8 Jurisdictional requirements