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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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MCOB 6.2 Purpose

As Published: 2006

MCOB 6.2 Purpose

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MCOB 6A.1 Application and purpose

As Published: 2015

MCOB 6A.1 Application and purpose

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MCOB 13.2 Purpose

As Published: 2006

MCOB 13.2 Purpose

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