Search Result

981 - 1000 of 1744 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations