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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

…

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

…

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

…

IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

…

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

…

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

…

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

…

APER 1.1A Application

As Published: 2015

APER 1.1A Application

…

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

…

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

…

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

…

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

…

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

As Published: 2016

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

…

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

…

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

…

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

…

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