Search Result

761 - 780 of 1193 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

IFPRU 10.3 Countercyclical capital buffer

As Published: 2014

IFPRU 10.3 Countercyclical capital buffer

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy