Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MIPRU 4.4 Calculation of capital resources

SUP 13A.3 Qualifications for authorisation under the Act

COBS 18.11 Authorised professional firms

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

DEPP 6.5A The five steps for penalties imposed on firms

CASS 8.2 Definition of mandate

PERG 4.1 Application and purpose

APER 4.7 Statement of Principle 7

COND 1.3 General

EG 9.2 The FCA’s general policy in this area

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SUP 10C.13 Variation of conditional and time-limited approvals

REC 2.7 Access to facilities

LR 5.4A Transfer between listing categories: Equity shares

SUP 10C.10 Application for approval and withdrawing an application for approval

SUP 10C.15 Forms and other documents and how to submit them to the FCA

COND 2.2 Location of offices

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SYSC 3.2 Areas covered by systems and controls