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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses