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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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SYSC 18.1 Application and Purpose

As Published: 2006

SYSC 18.1 Application and Purpose

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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