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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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Similar To

EG 4.14 Joint investigations with the PRA

RCB 2.3 Determination of registration

PERG 8.32 Arranging deals in investments

EG 15.3 Disqualification under section 345

PERG 8.5 In the course of business

EG 12.1 The FCA’s general approach

SUP 5.4 Appointment and reporting process

PERG 7.3 Does the activity require authorisation?

PERG 8.21 Company statements, announcements and briefings

REC 4.7 The section 297 power to revoke recognition

SUP 8.8 Revoking waivers

CASS 7.13 Segregation of client money

EG 12.3 Criminal prosecutions in cases of market abuse

FIT 2.3 Financial soundness

REC 6.2 Applications

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

TC App 3.1 Circumstances in which TC does not apply

SUP 4.4 Appropriate actuaries

COLL 6.9 Independence, names and UCITS business restrictions