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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

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FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

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CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

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Similar To

GEN 4.3 Letter disclosure

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

COND 2.3 Effective supervision

REC 3.15 Suspension of services and inability to operate facilities

PR 1.1 Preliminary

LR 11.1 Related party transactions

LR App 1.1 Relevant definitions

PERG 8.4 Invitation or inducement

SYSC 4.9 Handover procedures and material

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)