Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

…

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

…

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

…

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 5.3 Trading process requirements

COND 2.5 Suitability

FEES 13.2 The IML levy

CONC 7.1 Application

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

COBS 4.2 Fair, clear and not misleading communications

ICOBS 4.1 General requirements for insurance intermediaries

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SYSC 6.1 Compliance

COBS 11.6 Use of dealing commission

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

MAR 9.2 Authorisation and verification

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy