Search Result

321 - 340 of 990 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

MCOB 7.3 General

As Published: 2015

MCOB 7.3 General

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

FEES 12.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 12.3 Late payments and recovery of unpaid levies

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers