Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

…

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

DEPP 6A.1 Introduction

COLL 12.3 EEA UCITS management companies

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

MCOB 8.3 Application of rules in MCOB 4

SUP 15.11 Notification of COCON breaches and disciplinary action

COBS 4.1 Application

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 1.1 Applications and purpose

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 16.11 Product Sales Data Reporting

PERG 8.9 Circumstances where the restriction in section 21 does not apply

IFPRU 4.3 Guidance on internal ratings based approach: high level material

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

BIPRU 12.3 Liquidity risk management

SYSC 19C.1 General application and purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

REC 2.2 Method of satisfying the recognition requirements

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PRIN 4.1 Principles: MiFID business