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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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