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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 18.1 Application and Purpose

As Published: 2006

SYSC 18.1 Application and Purpose

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms