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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

…

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

…

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

…

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

…

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

…

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

…

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

…

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

…

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

…

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

…

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

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