Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 5.2 General investment powers and limits for UCITS schemes

EG 4.6 What a subject of investigation can say to third parties

SUP 11.7 Acquisition or increase of control: assessment process and criteria

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 10A.6 FCA governing functions

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 9.9 The effect of the FCA’s decision to withdraw approval

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

EG 6.5 Publicity during, or upon the conclusion of civil action

PERG 2.6 Specified investments: a broad outline

SUP 10A.14 Changes to an FCA-approved person's details

REC 4.6 The section 296 power to give directions

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

FEES 13.1 Application and purpose

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

PR 3.1 Approval of prospectus

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

SUP 14.6 Cancelling qualification for authorisation

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy