Search Result

1221 - 1240 of 1376 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2015

CONC 4.6 Pre-contract disclosure: continuous payment authorities

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business