Search Result

721 - 740 of 1092 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

…

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

…

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

…

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

…

EG 6.3 Decisions against ECA providers

As Published: 2016

EG 6.3 Decisions against ECA providers

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

…

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

…

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

…

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

…

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

…

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

…

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

…

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

…

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

…

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…