Search Result

421 - 440 of 1495 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

MCOB 7.5 Mortgages: statements

As Published: 2004

MCOB 7.5 Mortgages: statements

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy