Search Result

241 - 260 of 1326 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

IFPRU 10.3 Countercyclical capital buffer

As Published: 2014

IFPRU 10.3 Countercyclical capital buffer

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions