Search Result

481 - 500 of 916 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background