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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

TC App 6.1 Accredited bodies

PERG 13.2 General

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SUP 8A.2 Introduction and conditions

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DISP 1.3 Complaints handling rules

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy