Search Result

421 - 440 of 1583 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1