Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

…

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

…

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

…

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

…

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 13.12 Sources of further information

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

COLL 6.12 Risk management policy and risk measurement

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

COLL 6.2 Dealing

SYSC 22.5 Giving references: additional rules and guidance for all firms

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

COBS 15.5 Special situations

SUP 5.3 Policy on the use of skilled persons

GENPRU 3.2 Third-country groups

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

LR 13.8 Other circulars

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration