Search Result

261 - 280 of 1558 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose