Search Result

161 - 180 of 1500 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose