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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

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APER 2.1A The Statements of Principle

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

LR App 2.1

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

MCOB 7.6 Mortgages: event-driven information

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

MIPRU 4.4 Calculation of capital resources

MAR 6.2 Purpose

PERG 10.3 Pension Scheme Trustees

PERG 12.3 Rights under a personal pension scheme

PR App 3.1

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation