Search Result

361 - 380 of 1605 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 15.2 General

As Published: 2011

PERG 15.2 General

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative