Search Result

321 - 340 of 1391 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

…

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

…

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

…

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

…

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

…

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

…

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

…

LR 20.1 Application

As Published: 2010

LR 20.1 Application

…

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

…

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

…

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

…

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

…

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

…

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

…

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

…

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

…