Search Result

461 - 480 of 1643 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution