Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

…

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

…

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

SUP 8.4 Reliance on waivers

MCOB 2A.2 Tying practices

CASS 1A.1 Application

CREDS 2.1 Application and purpose

MCOB 5A.2 Applying for an MCD regulated mortgage contract

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 15.8 Notification in respect of particular products and services

SUP 16.17 Remuneration reporting

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

EG 12.3 Criminal prosecutions in cases of market abuse

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

EG 3.2 Information requests (section 165)

LR 20.5 Disclosures

EG 3.2A Information requests (section 122A)

EG 3.2B Information requests (section 122B)

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation