Search Result

401 - 420 of 1696 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose