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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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