Search Result

161 - 180 of 1503 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint