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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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MIPRU 3.1 Application and purpose

DISP 1.2 Consumer awareness rules

COLL 8.3 Investor relations

PERG 12.2 Establishing, operating or winding up a personal pension scheme

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

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SUP 1A.1 Application and purpose

COLL 5.4 Stock lending

CONC 1.2 Who? What? Where?

SYSC 22.1 Application

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

SYSC 22.5 Giving references: additional rules and guidance for all firms

COLL 8.4 Investment and borrowing powers

PERG 8.6 Communicate

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

APER 3.1 Introduction

REC 6.1 Introduction and legal background