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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

SYSC 18.1 Application and Purpose

As Published: 2006

SYSC 18.1 Application and Purpose

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information